DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dumont & Blake Investment Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amos Warren | Dumont & Blake Investment Advisors LLC independent RIA | M&R Capital Management Inc independent RIA | RIA to RIA | Dec 13, 2022 | Dec 2, 2022 |
| Kathy Anne Lobue | Dumont & Blake Investment Advisors LLC other | Glen Eagle Advisors, LLC other | Other | Dec 2, 2013 | Dec 3, 2013 |
| Chester Angus Schaal | Dumont & Blake Investment Advisors LLC other | Tandem Wealth Advisors independent RIA | Other | Jul 1, 2011 | Jun 28, 2011 |
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3 moves match.