DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Keeler Thomas Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Keeler Jones | Keeler Thomas Management LLC independent RIA | Drive Wealth Advisers independent RIA | RIA to RIA | May 21, 2025 | Feb 18, 2025 |
| Joshua Paul Coombs | Keeler Thomas Management LLC independent RIA | Drive Wealth Advisers independent RIA | RIA to RIA | May 21, 2025 | Dec 20, 2024 |
| Kaige Byron Korth | Keeler Thomas Management LLC independent RIA | Drive Wealth Advisers independent RIA | RIA to RIA | Jan 8, 2025 | Jan 22, 2025 |
| Amy J Marty | Keeler Thomas Management LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Mar 5, 2024 | Oct 2, 2023 |
| Benjamin Pali | Keeler Thomas Management LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 19, 2023 | Jan 3, 2024 (76 d) |
| Clark James Drishinski | Keeler Thomas Management LLC independent RIA | Fenway Financial, LLC state registered | RIA to a state-registered adviser | Jul 31, 2019 | Jul 8, 2020 (343 d) |
| James Austin Duke | Keeler Thomas Management LLC other | Edward Jones national BD | Other | Dec 8, 2017 | Dec 11, 2017 |
| Marie Seabury | Keeler Thomas Management LLC other | Verus Capital Partners, LLC other | Other | Oct 5, 2017 | Oct 6, 2017 |
| Robert Ivar Sandberg | Keeler Thomas Management LLC other | Qa3 Financial LLC unclassified | Other | Oct 8, 2009 | Oct 12, 2009 |
| Ronald Daniel Sklar | Keeler Thomas Management LLC other | Ssn Advisory, Inc. other | Other | Jun 18, 2009 | Mar 26, 2009 |
| Shane Parker Christiansen | Keeler Thomas Management LLC other | LPL Financial LLC other | Other | Feb 16, 2006 | Jan 26, 2006 |
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11 moves match.