DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Goldstein Munger + Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Michael Goldstein | Goldstein Munger + Associates independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Dec 16, 2022 | Oct 31, 2022 |
| Tonya Lynn Mathison | Goldstein Munger + Associates other | Fsc Securities Corporation other | Other | Apr 24, 2008 | Apr 28, 2008 |
| Joven Cordero Arella | Goldstein Munger + Associates other | Wamu Investments, Inc. unclassified | Other | Nov 21, 2007 | Nov 26, 2007 |
| Karen Rae Goodfriend | Goldstein Munger + Associates other | Allied Consulting Group unclassified | Other | Jun 22, 2004 | Jun 1, 2004 |
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4 moves match.