DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from RBC Private Counsel (USA) Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Craig Stovel | RBC Private Counsel (USA) Inc. BD affiliated | Wellington-Altus USA Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2025 | Mar 13, 2026 (126 d) |
| Erik Moisan | RBC Private Counsel (USA) Inc. other | Raymond James (USA) Ltd other | Other | Mar 21, 2017 | Jun 22, 2017 (93 d) |
| Luis Flores | RBC Private Counsel (USA) Inc. other | UBS Financial Services Inc. wirehouse | Other | Dec 4, 2015 | Mar 14, 2017 (466 d) |
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3 moves match.