DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wagner Loftin Investment Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ronald Joseph WagnerWagner Loftin Investment Services LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2026Jul 14, 2026
Mark Christopher LoftinWagner Loftin Investment Services LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2026Jul 14, 2026
Steve Don LoftinWagner Loftin Investment Services LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2026Jul 14, 2026
Jill Ann GuintuWagner Loftin Investment Services LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2026Jul 14, 2026
Gerald Gilberto GuintuWagner Loftin Investment Services LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2026Jul 14, 2026
Sheena Ann CulpWagner Loftin Investment Services LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2026Jul 14, 2026
Thomas Michael ArtzWagner Loftin Investment Services LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankApr 15, 2025Apr 14, 2025
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7 moves match.