DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aza Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Arthur Edward Zaske | Aza Capital Management other | Arthur Zaske & Associates, LLC other | Other | Aug 18, 2016 | Aug 4, 2016 |
| Robert Bradford Rowe | Aza Capital Management other | Rowe Consulting Group, LLC no RAUM | Other | Aug 31, 2011 | Oct 13, 2011 (43 d) |
| William Kevin Jenkins | Aza Capital Management other | Invest Financial Corporation other | Other | Jul 13, 2010 | Jun 25, 2010 |
| Tarek Mustapha Abouljoud | Aza Capital Management other | Abram Asset Management state registered | Other | Mar 15, 2010 | Apr 1, 2010 |
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4 moves match.