DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Focus Investment Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Mario Amelio | Focus Investment Advisors, Inc mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2025 | Jan 19, 2025 |
| Andrew Yorisato Wasa | Focus Investment Advisors, Inc other | Sentra Securities Corporation unclassified | Other | Dec 31, 2011 | Dec 16, 1997 |
| Thomas Joseph Drabek | Focus Investment Advisors, Inc other | Securities America Advisors, Inc. other | Other | Dec 31, 2011 | Sep 30, 2013 (639 d) |
| Henry Joseph Ferry | Focus Investment Advisors, Inc other | Sentra Securities Corporation unclassified | Other | Dec 31, 2011 | Dec 16, 1997 |
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4 moves match.