DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Prudent Man Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paula Jean CooperPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019May 31, 2019
Kent Donald JohnsonPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019May 31, 2019
David James LutterPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019May 31, 2019
Brian David HextellPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019Jun 4, 2019
Sara Ann SchnoorPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019Jun 3, 2019
Steven Robert PumperPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019May 31, 2019
Dean Mitchell DibiasPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 31, 2019Jun 6, 2019
Thomas Anthony LanzaraPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 29, 2019May 29, 2019
Timothy James FlahertyPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 29, 2019May 29, 2019
Kevin KullingPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 28, 2019May 24, 2019
Lori Ann RagusPrudent Man Advisors, Inc. asset managerPtma Investment Advisors asset managerOtherMay 22, 2019May 22, 2019
Amy L MarkerPrudent Man Advisors, Inc. otherAusdal Financial Partners, Inc. otherOtherSep 21, 2016Oct 12, 2016
Page 1 of 1
12 moves match.