DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Advisor Financial Services, Llp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sylvester Earl Williams | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 6, 2016 |
| Jill L Pivato | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 6, 2016 |
| Karl Scot Petersen | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 5, 2016 |
| Richard Hamilton Oldham | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 6, 2016 |
| Gary Jay Krasnov | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 6, 2016 |
| Robert Wade Mason | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 5, 2016 |
| Kenneth Daniel Mills | Advisor Financial Services, Llp other | Raa other | Other | Nov 14, 2016 | Jul 5, 2016 |
| Michael David Stark | Advisor Financial Services, Llp other | American Financial Advisors, LLC. other | Other | Apr 13, 2005 | Mar 24, 2003 |
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8 moves match.