DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Summit Investment Management, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Eric Graf | Summit Investment Management, Ltd. other | Ameriprise Financial Services, LLC national BD | Other | May 13, 2015 | May 14, 2015 |
| Timothy Terrill Stracka | Summit Investment Management, Ltd. other | 1492 Capital Management, LLC other | Other | Mar 4, 2008 | Nov 13, 2008 (254 d) |
| James Michael Beck | Summit Investment Management, Ltd. other | Nationwide Investment Advisors, LLC other | Other | Mar 4, 2008 | Sep 15, 2016 (3117 d) |
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3 moves match.