DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hc Financial Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Craig BiggsHc Financial Advisors Inc independent RIAThe Mather Group, LLC independent RIARIA to RIAAug 9, 2022Aug 19, 2022
Timothy Winfield HarveyHc Financial Advisors Inc independent RIAThe Mather Group, LLC independent RIARIA to RIAAug 9, 2022Aug 18, 2022
Karla Jean McavoyHc Financial Advisors Inc independent RIAThe Mather Group, LLC independent RIARIA to RIAAug 9, 2022Aug 19, 2022
Abigail Phillips HaslingHc Financial Advisors Inc independent RIAThe Mather Group, LLC independent RIARIA to RIAAug 9, 2022Aug 17, 2022
Jane Baker LangHc Financial Advisors Inc independent RIAHerrmann & Cooke Wealth Management independent RIARIA to RIADec 8, 2021Apr 21, 2022 (134 d)
Anita SinghHc Financial Advisors Inc otherMeridian Investment Counsel, Inc. independent RIAOtherApr 23, 2012Jun 22, 2022 (3712 d)
Stewart Alan McguireHc Financial Advisors Inc otherConcentric Wealth Management LLC otherOtherJul 7, 2008Aug 7, 2008 (31 d)
Page 1 of 1
7 moves match.