DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hc Financial Advisors Inc

Former SEC-registered adviserLafayette, CaliforniaCRD 110436SEC 801-26182IAPD
Latest filing Feb 7, 2022
First filing on the tape Mar 31, 2012 · 33 filings
RAUM
$535M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$532M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$535M as of Feb 7, 2022
May 10, 2012$191M then
HNW client RAUM$469M as of Feb 7, 2022
Feb 15, 2018$294M then
State-registered IARs (5.B.3)5 as of Feb 7, 2022
May 10, 20120 then
Employees (5.A)10 as of Feb 7, 2022
Mar 22, 20137 then
Private funds: no history
RAUM +11% over the last fiscal year+15% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Feb 7, 2022; every figure names its basis
RAUM per advisor
$107MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
57derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$530,524derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.5%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$469M88%
  • Individuals$62.8M12%
  • Charitable organizations$2.2M0.4%
  • Pension and profit-sharing plans$868,4410.2%
Individual clients
128reported
HNW clients
158reported
Pension plan clients
1reported
Charitable clients
2reported
Accounts
1,008reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Craig Stephen Biggs · Chief Financial Officer, Chief Investment Officercontrol
      since 01/2012 · owns 25% to 50%
    • Cameron Andrew Byron · Presidentcontrol
      since 01/2012 · owns 25% to 50%
    • Jean Karla Mcavoy · Chief Compliance Officer, Secretarycontrol
      since 01/2012 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 931 to 1,008
      Nov 1, 2021 to Feb 7, 2022
    • Advisory employees · 6 to 5
      Nov 1, 2021 to Feb 7, 2022
    • HNW clients · 149 to 158
      Nov 1, 2021 to Feb 7, 2022
    • Individual clients · 122 to 128
      Nov 1, 2021 to Feb 7, 2022
    • Pension plan clients · unset to 1.0
      Nov 1, 2021 to Feb 7, 2022
    • Employees · 9 to 10
      Nov 1, 2021 to Feb 7, 2022
    • State-registered IARs · 4 to 5
      Nov 1, 2021 to Feb 7, 2022
    • Discretionary RAUM · $480M to $535M
      Nov 1, 2021 to Feb 7, 2022
    • HNW RAUM · $427M to $469M
      Nov 1, 2021 to Feb 7, 2022
    • Individual RAUM · $50.9M to $62.8M
      Nov 1, 2021 to Feb 7, 2022
    • Pension RAUM · unset to 868441.0
      Nov 1, 2021 to Feb 7, 2022
    • RAUM · $480M to $535M
      Nov 1, 2021 to Feb 7, 2022
    • Employees · 11 to 9
      Jan 26, 2021 to Jan 28, 2021
    • Accounts · 890 to 931
      May 5, 2020 to Jan 25, 2021
    • Advisory employees · 4 to 6
      May 5, 2020 to Jan 25, 2021
    • HNW clients · 147 to 149
      May 5, 2020 to Jan 25, 2021
    • Individual clients · 110 to 122
      May 5, 2020 to Jan 25, 2021
    • Employees · 9 to 11
      May 5, 2020 to Jan 25, 2021
    • Discretionary RAUM · $425M to $480M
      May 5, 2020 to Jan 25, 2021
    • HNW RAUM · $369M to $427M
      May 5, 2020 to Jan 25, 2021
    • Individual RAUM · $53.4M to $50.9M
      May 5, 2020 to Jan 25, 2021
    • RAUM · $425M to $480M
      May 5, 2020 to Jan 25, 2021
    • Accounts · 900 to 890
      Nov 4, 2019 to Feb 13, 2020
    • Advisory employees · 3 to 4
      Nov 4, 2019 to Feb 13, 2020
    • HNW clients · 148 to 147
      Nov 4, 2019 to Feb 13, 2020
    • Individual clients · 105 to 110
      Nov 4, 2019 to Feb 13, 2020
    • Employees · 7 to 9
      Nov 4, 2019 to Feb 13, 2020
    • State-registered IARs · 3 to 4
      Nov 4, 2019 to Feb 13, 2020
    • Discretionary RAUM · $350M to $425M
      Nov 4, 2019 to Feb 13, 2020
    • HNW RAUM · $300M to $369M
      Nov 4, 2019 to Feb 13, 2020
    • Individual RAUM · $47.0M to $53.4M
      Nov 4, 2019 to Feb 13, 2020
    • RAUM · $350M to $425M
      Nov 4, 2019 to Feb 13, 2020
    • Accounts · 872 to 900
      Feb 15, 2018 to Mar 19, 2019
    • Advisory employees · 4 to 3
      Feb 15, 2018 to Mar 19, 2019
    • HNW clients · 136 to 148
      Feb 15, 2018 to Mar 19, 2019
    • Individual clients · 124 to 105
      Feb 15, 2018 to Mar 19, 2019
    • Employees · 8 to 7
      Feb 15, 2018 to Mar 19, 2019
    • State-registered IARs · 4 to 3
      Feb 15, 2018 to Mar 19, 2019
    • Discretionary RAUM · $352M to $350M
      Feb 15, 2018 to Mar 19, 2019
    • HNW RAUM · $294M to $300M
      Feb 15, 2018 to Mar 19, 2019
    Signals
    5 dated events
    • Timothy Winfield Harvey left Hc Financial Advisors Inc for The Mather Group, Llc (registered 2022-08-18)
      Aug 9, 2022 · Advisor changed firm · fact
    • Abigail Phillips Hasling left Hc Financial Advisors Inc for The Mather Group, Llc (registered 2022-08-17)
      Aug 9, 2022 · Advisor changed firm · fact
    • Stephen Craig Biggs left Hc Financial Advisors Inc for The Mather Group, Llc (registered 2022-08-19)
      Aug 9, 2022 · Advisor changed firm · fact
    • Karla Jean Mcavoy left Hc Financial Advisors Inc for The Mather Group, Llc (registered 2022-08-19)
      Aug 9, 2022 · Advisor changed firm · fact
    • HC Financial Advisors Inc's advisors moved to The Mather Group, LLC (Lafayette, CA): 4 of 4 registered, on the same day
      Aug 9, 2022 · Firm absorbed (people side) · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026