DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from New Era Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Grant F LindamanNew Era Financial Advisors, Inc. independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAMay 31, 2023May 4, 2023
Craig Christopher MeuerNew Era Financial Advisors, Inc. independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAMay 31, 2023May 17, 2023
Eugene Thomas LarkinNew Era Financial Advisors, Inc. independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAMay 31, 2023May 17, 2023
Benjamin M JohnsonNew Era Financial Advisors, Inc. independent RIATradition Wealth Management LLC independent RIARIA to RIAMay 31, 2023Mar 15, 2023
Shad KetcherNew Era Financial Advisors, Inc. independent RIAJ. W. Cole Advisors, Inc. otherOtherMay 31, 2023Jan 30, 2014
Karen Elizabeth RoehrichNew Era Financial Advisors, Inc. independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAMay 31, 2023May 1, 2023
Adam ElliottNew Era Financial Advisors, Inc. independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAMay 31, 2023May 1, 2023
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7 moves match.