DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Miller-Green Financial Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George Henry Arnold | Miller-Green Financial Services LLC independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Dec 2, 2025 (2528 d) |
| Sumeet Kaur Rai | Miller-Green Financial Services LLC independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Dec 2, 2025 (2528 d) |
| Jeffrey Glynn Rhame | Miller-Green Financial Services LLC other | Smh Capital Advisors LLC other | Other | Jun 6, 2016 | Oct 4, 2005 |
| Bert Earl Miller | Miller-Green Financial Services LLC other | Smh Capital Advisors LLC other | Other | Apr 10, 2014 | Mar 9, 2005 |
| James Allen Neuenschwander | Miller-Green Financial Services LLC other | Smh Capital Advisors LLC other | Other | May 18, 2006 | Nov 4, 2005 |
| Christopher Shawn Ramsey | Miller-Green Financial Services LLC other | Smh Capital Advisors LLC other | Other | May 18, 2006 | Oct 4, 2005 |
Page 1 of 1
6 moves match.