DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• S•••• R•••••

C•••••• A•••••••BD affiliatedCanton, Ga dual registrantIAPD 4167605

Certified Financial Planner

Feed of 09/15/2026

Also filed as Chris R•••••

At current firm

14 y

since Jun 1, 2012

In the industry

26 y

since May 22, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since Dec 5, 2012 · The Woodlands, Tx
L•••••• I••••••••• independent RIA current
since Jun 1, 2012 · Canton, Ga
C••••••••• A•••••••• I•• former
Jan 27, 2012 to Jun 1, 2012 · The Woodlands, Tx
S•••••• M••••• L•• independent RIA
Jun 14, 2006 to Jan 30, 2012 · The Woodlands, Tx
S•• C•••••• A••••••• L•• institutional
Oct 4, 2005 to Dec 31, 2006 · The Woodlands, Tx
M••••••••• F•••••••• S••••••• L•• former
Jan 21, 2004 to May 18, 2006 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••••••• A•••••••• I•• to L•••••• I•••••••••
left Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
S•••••• M••••• L•• to C••••••••• A•••••••• I••
left Jan 30, 2012, registered Jan 27, 2012 (-3 days) · Other
S•• C•••••• A••••••• L•• to S•••••• M••••• L••
left Dec 31, 2006, registered Jun 14, 2006 (-200 days) · corporate re-registration, not a move
M••••••••• F•••••••• S••••••• L•• to S•• C•••••• A••••••• L••
left May 18, 2006, registered Oct 4, 2005 (-226 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address