DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Formation Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John David Williams | Capital Formation Group, Inc. independent RIA | Valmark Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2020 | Nov 13, 2019 |
| Cintia Alexandra Kempkes | Capital Formation Group, Inc. independent RIA | Ingalls Investment Management, LLC independent RIA | RIA to RIA | Mar 30, 2020 | Aug 10, 2026 (2324 d) |
| Marcel Victoria Quiroga | Capital Formation Group, Inc. other | Tqm Wealth Partners independent RIA | Other | Feb 24, 2016 | Mar 7, 2016 |
| Jason Saeed Morad | Capital Formation Group, Inc. other | Ingalls Investment Management, LLC other | Other | Apr 30, 2015 | Feb 23, 2017 (665 d) |
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4 moves match.