DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from D. Scott Neal, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Scott Neal | D. Scott Neal, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Nov 3, 2025 | Apr 28, 2025 |
| Jerome George Zimmerer | D. Scott Neal, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Nov 3, 2025 | Apr 22, 2025 |
| Richard Laurence Coles | D. Scott Neal, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Nov 3, 2025 | Apr 14, 2025 |
| Christopher Melvin Frank Saccomanno | D. Scott Neal, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Nov 3, 2025 | Apr 9, 2025 |
| Michael Paul Reich | D. Scott Neal, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Nov 3, 2025 | Apr 9, 2025 |
| John Alexander Vinci | D. Scott Neal, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Nov 3, 2025 | Apr 16, 2025 |
| Bradley Clay Fisher | D. Scott Neal, Inc. independent RIA | Accredited Wealth Management LLC other | Other | Nov 5, 2021 | Sep 24, 2019 |
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7 moves match.