DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Harbour Investment Management L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hans Dieter Berkenhoff | Harbour Investment Management L.L.C. independent RIA | Barker & Associates LLC unclassified | Other | Oct 14, 2025 | Mar 2, 1994 |
| Frederick Joseph Payne | Harbour Investment Management L.L.C. independent RIA | Northwest Capital Management Inc. other | Other | Jan 4, 2019 | Feb 15, 2018 |
| Scott Alan Rhodes | Harbour Investment Management L.L.C. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2019 | Jun 12, 2023 (1620 d) |
| Brian James Berkenhoff | Harbour Investment Management L.L.C. other | Birch Investment Management, L.L.C. state registered | Other | Dec 31, 2008 | Sep 26, 2011 (999 d) |
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4 moves match.