DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Liberty Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Granthem James Beck | Liberty Financial Group, Inc. independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | May 21, 2026 | Jan 13, 2026 |
| Brittany Lynn Falkner | Liberty Financial Group, Inc. other | Charter Capital Management, Inc independent RIA | Other | Jan 16, 2020 | Jan 24, 2020 |
| Kirk Robert Hackbarth | Liberty Financial Group, Inc. other | Guidant Wealth Advisors independent RIA | Other | Jan 17, 2019 | Jan 30, 2019 |
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3 moves match.