DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Firstrust
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael S Sava | Firstrust independent RIA | Mccormack Financial Planning Inc. other | Other | Jul 31, 2020 | Aug 12, 2020 |
| Maria Soledad Mancheno Norin | Firstrust independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Apr 18, 2018 | May 20, 2024 (2224 d) |
| Jonathan Michael Fortin | Firstrust other | Heritage Wealth Advisors independent RIA | Other | Dec 21, 2015 | Feb 15, 2019 (1152 d) |
Page 1 of 1
3 moves match.