RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• W••••• no RAUM currentsince Dec 13, 2023 · Overland Park, Ks
- H••••••• W••••• A••••••• independent RIAFeb 15, 2019 to Aug 7, 2020 · Richmond, Va
- F•••••••• independent RIAMar 27, 2014 to Dec 21, 2015 · Daytona Beach, Fl
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedAug 31, 2010 to Feb 24, 2014 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerJun 11, 2008 to Apr 5, 2010 · Rome, Ga
- H••••••• W••••• A••••••• to M•••••• W•••••left Aug 7, 2020, registered Dec 13, 2023 (1223 days) · Other
- F•••••••• to H••••••• W••••• A•••••••left Dec 21, 2015, registered Feb 15, 2019 (1152 days) · Other
- G•••••• S•••• W••••• S•••••••• L••• to F••••••••left Feb 24, 2014, registered Mar 27, 2014 (31 days) · Other
- S••••••• I••••••••• S•••••••• I••• to G•••••• S•••• W••••• S•••••••• L•••left Apr 5, 2010, registered Aug 31, 2010 (148 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address