DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Capital Management Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Thomas Antonelli | The Capital Management Corporation other | LPL Financial LLC independent RIA | Other | Dec 13, 2017 | Feb 20, 2019 (434 d) |
| Robert Scott Redmond | The Capital Management Corporation other | Redmond Asset Management, LLC other | Other | Dec 8, 2005 | Dec 21, 2005 |
| Thomas Aldom Scott | The Capital Management Corporation other | Saunders Retirement Planning, Inc. unclassified | Other | Jul 7, 2005 | Jul 7, 2005 |
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3 moves match.