DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Capital Management Corporation
Latest filing Jul 2, 2026
First filing on the tape Mar 23, 2012 · 22 filings
SEC status approved since Sep 26, 1977
RAUM
$826M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$746M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$138M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$826M as of Jul 2, 2026
Jun 29, 2012$239M then
HNW client RAUM$719M as of Jul 2, 2026
Jun 26, 2018$406M then
State-registered IARs (5.B.3)6 as of Jul 2, 2026
Jun 29, 20120 then
Employees (5.A)8 as of Jul 2, 2026
Jul 1, 201310 then
Private funds: no history
RAUM +46% over the last fiscal year+11% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $138MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.8MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$719M87%
- Charitable organizations$70.9M8.6%
- Individuals$26.4M3.2%
- Corporations and businesses$8.9M1.1%
- Individual clients
- 72reported
- HNW clients
- 124reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 681reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kenneth Lloyd Walker | Glen Allen, Va | Nov 12, 2003 | 37 y | 0 |
| Timothy Colin CallChartered Financial Analyst | Glen Allen, Va | Feb 22, 2006 | 30 y | 1 |
| Mark Woodward LivesayChartered Financial Analyst | Glen Allen, Va | Jun 24, 2010 | 16 y | 0 |
| Tracy Leah Leeper | Glen Allen, Va | Aug 26, 2017 | 15 y | 0 |
| Pamela Catherine SimmsCertified Financial Planner | Glen Allen, Va | Aug 26, 2017 | 20 y | 0 |
| Scott R Davila | Glen Allen, Va | May 5, 2022 | 34 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Joseph Thomas Antonelli to LPL Financial LLCDec 13, 2017 · Other
- Robert Scott Redmond to Redmond Asset Management, LLCDec 8, 2005 · Other
- Thomas Aldom Scott to Saunders Retirement Planning, Inc.Jul 7, 2005 · Other
Joined, latest
- Joseph Thomas Antonelli from MML Investors Services, LLCSep 20, 2011 · Other
- Timothy Colin Call from BrockenbroughFeb 22, 2006 · Other
- Thomas Aldom Scott from Saunders Retirement Planning, Inc.Aug 29, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Colin Timothy Call · President, Chief Investment Officercontrolsince 02/2006 · owns 50% to 75%
- Woodward Mark Livesay · Treasurer, Secretary, Vice Presidentcontrolsince 03/2010 · owns less than 5%
- Catherine Pamela Simms · Chief Compliance Officer, Vice Presidentcontrolsince 02/2016 · owns less than 5%
- Woodward Mark Livesay · Trusteecontrolsince 01/2015 · owns F of The Capital Management Corporation Employee Stock Ownership Plan
- Catherine Pamela Simms · Trusteecontrolsince 01/2015 · owns F of The Capital Management Corporation Employee Stock Ownership Plan
Entity owners
- The Capital Management Corporation Employee Stock Ownership Plan · Esopdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Glen Allen, Va · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 643 to 681Jun 12, 2025 to Jul 2, 2026
- Individual clients · 63 to 72Jun 12, 2025 to Jul 2, 2026
- Employees · 9 to 8Jun 12, 2025 to Jul 2, 2026
- Discretionary RAUM · $710M to $826MJun 12, 2025 to Jul 2, 2026
- HNW RAUM · $608M to $719MJun 12, 2025 to Jul 2, 2026
- Individual RAUM · $24.3M to $26.4MJun 12, 2025 to Jul 2, 2026
- RAUM · $710M to $826MJun 12, 2025 to Jul 2, 2026
- Accounts · 626 to 643Jun 27, 2024 to Jun 12, 2025
- Charity clients · 6.0 to unsetJun 27, 2024 to Jun 12, 2025
- HNW clients · 108 to 124Jun 27, 2024 to Jun 12, 2025
- Individual clients · 75 to 63Jun 27, 2024 to Jun 12, 2025
- Pension plan clients · 0.0 to unsetJun 27, 2024 to Jun 12, 2025
- Employees · 8 to 9Jun 27, 2024 to Jun 12, 2025
- Financial planning clients · unset to Jun 27, 2024 to Jun 12, 2025
- Discretionary RAUM · $667M to $710MJun 27, 2024 to Jun 12, 2025
- HNW RAUM · $533M to $608MJun 27, 2024 to Jun 12, 2025
- Individual RAUM · $36.3M to $24.3MJun 27, 2024 to Jun 12, 2025
- Pension RAUM · 0.0 to unsetJun 27, 2024 to Jun 12, 2025
- RAUM · $667M to $710MJun 27, 2024 to Jun 12, 2025
- Accounts · 612 to 626Jun 21, 2023 to Jun 27, 2024
- HNW clients · 121 to 108Jun 21, 2023 to Jun 27, 2024
- Individual clients · 58 to 75Jun 21, 2023 to Jun 27, 2024
- Pension plan clients · 5 to 0Jun 21, 2023 to Jun 27, 2024
- Discretionary RAUM · $565M to $667MJun 21, 2023 to Jun 27, 2024
- HNW RAUM · $460M to $533MJun 21, 2023 to Jun 27, 2024
- Individual RAUM · $26.3M to $36.3MJun 21, 2023 to Jun 27, 2024
- Pension RAUM · $7.7M to $0Jun 21, 2023 to Jun 27, 2024
- RAUM · $565M to $667MJun 21, 2023 to Jun 27, 2024
- Advisory employees · 6 to 7Jul 7, 2022 to Jun 21, 2023
- Charity clients · unset to 6.0Jul 7, 2022 to Jun 21, 2023
- HNW clients · 128 to 121Jul 7, 2022 to Jun 21, 2023
- Individual clients · 62 to 58Jul 7, 2022 to Jun 21, 2023
- Pension plan clients · unset to 5.0Jul 7, 2022 to Jun 21, 2023
- Employees · 9 to 8Jul 7, 2022 to Jun 21, 2023
- State-registered IARs · 7 to 6Jul 7, 2022 to Jun 21, 2023
- Discretionary RAUM · $588M to $565MJul 7, 2022 to Jun 21, 2023
- HNW RAUM · $498M to $460MJul 7, 2022 to Jun 21, 2023
- Individual RAUM · $24.3M to $26.3MJul 7, 2022 to Jun 21, 2023
- Pension RAUM · $7.8M to $7.7MJul 7, 2022 to Jun 21, 2023
- RAUM · $588M to $565MJul 7, 2022 to Jun 21, 2023
Signals
1 dated events
- The Capital Management Corporation reported RAUM $598.8M, up 52% from $392.8M (2020-06-30 to 2021-06-22)Jun 22, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 804-270-4000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 804-270-4400reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/THE-CAPITAL-MANAGEMENT-CORPORATIONreportedpublic record, Form ADV, Sep 18, 2026
- Website
- CMCVA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-270-4000reportedpublic record, Form ADV, Jul 2, 2026
- Contact form
- cmcva.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- cmcva.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $138Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026