DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Planning & Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Edwin Coan | Wealth Planning & Management, LLC other | Sheaff Brock Investment Advisors, LLC other | Other | Jan 24, 2014 | Jan 30, 2014 |
| Stephen Douglas Zimmerman | Wealth Planning & Management, LLC other | Fuhrmann Capital state registered | Other | Oct 4, 2012 | Oct 16, 2012 |
| Timothy T Wright | Wealth Planning & Management, LLC other | Windsor Wealth Management, Inc. independent RIA | Other | Nov 17, 2005 | Nov 20, 2019 (5116 d) |
| Andrew Read O'Donnell | Wealth Planning & Management, LLC other | O'Donnell Portfolio Management, Inc. state registered | Other | Oct 6, 2003 | Jan 18, 2006 (835 d) |
Page 1 of 1
4 moves match.