DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Falco Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Ray Gardner | Falco Financial Services, Inc. other | Allen Capital Group, LLC other | Other | Nov 3, 2014 | Nov 6, 2014 |
| Troy Lee Hilyard | Falco Financial Services, Inc. other | Allen Capital Group, LLC other | Other | Nov 3, 2014 | Nov 6, 2014 |
| Vincent Tomas Ryan | Falco Financial Services, Inc. other | Avantax Planning Partners, Inc. other | Other | Feb 2, 2010 | Feb 5, 2010 |
| William Conway Frye | Falco Financial Services, Inc. other | Afs Brokerage, Inc. unclassified | Other | Dec 20, 2006 | Apr 14, 2005 |
| Lawrence Richard Buchholz | Falco Financial Services, Inc. other | Jolliffe Capital, Inc. other | Other | Aug 31, 2006 | Sep 5, 2006 |
| Patrick Stephenson Jolliffe | Falco Financial Services, Inc. other | Jolliffe Capital, Inc. other | Other | May 12, 2006 | May 25, 2006 |
| Edward Thomas Moore | Falco Financial Services, Inc. other | Afs Brokerage, Inc. unclassified | Other | Jul 1, 2005 | Mar 11, 2005 |
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7 moves match.