DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Affiance Financial LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Seth Ariel MeislerAffiance Financial LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAJan 24, 2022Jul 3, 2019
Steven Carl SchoenbergerAffiance Financial LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAMay 5, 2021Jul 10, 2019
Steven James DrostAffiance Financial LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAFeb 18, 2021Jul 10, 2019
Omer AbramovichAffiance Financial LLC independent RIACarlson Capital Management, LLC independent RIARIA to RIAMar 28, 2019May 3, 2019 (36 d)
Matthew Alan BerhowAffiance Financial LLC otherAll Star Financial Inc otherOtherApr 27, 2017Apr 28, 2017
Thomas Joseph DufresneAffiance Financial LLC otherCetera Investment Advisers LLC BD affiliatedOtherAug 25, 2015Jun 29, 2023 (2865 d)
Kevin James O`LaughlinAffiance Financial LLC otherGen Financial Management Inc. otherOtherJun 27, 2014Mar 10, 2016 (622 d)
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7 moves match.