DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Securities Monitoring Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Ann Geyen | Securities Monitoring Group, LLC other | Independent Financial Group, LLC other | Other | Dec 26, 2013 | Feb 15, 2011 |
Page 1 of 1
1 moves match.