DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Advisory Group, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Culp Burnette | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Randy George Hillier | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Jonathan Robert Lohman | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Mitchell Mroczkowski | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Michael Richard Doman | Commonwealth Advisory Group, Ltd. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 1, 2021 |
| Jodi Michele Amos | Commonwealth Advisory Group, Ltd. independent RIA | 4rivers Wealth Management LLC unclassified | Other | Mar 20, 2020 | Jan 31, 2020 |
| James Walter Zalenka | Commonwealth Advisory Group, Ltd. other | The Baran James Company, Inc. state registered | Other | Jun 9, 2011 | Mar 1, 2011 |
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7 moves match.