DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tufton Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward George Hart | Tufton Capital Management, LLC independent RIA | Marathon Capital Management independent RIA | RIA to RIA | Nov 22, 2021 | Jan 19, 2024 (788 d) |
| William Neill Peck | Tufton Capital Management, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2018 | Aug 17, 2018 |
| John J Kernan | Tufton Capital Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Aug 10, 2018 | Feb 24, 2023 (1659 d) |
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3 moves match.