DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from J.F. Williams Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trent Douglas Porter | J.F. Williams Co., Inc. other | Veritat Advisors unclassified | Other | Nov 29, 2011 | Apr 20, 2011 |
| Steven James King | J.F. Williams Co., Inc. other | King Financial Planning & Management, LLC state registered | Other | Aug 4, 2008 | Feb 2, 2009 (182 d) |
| Geraldine Ann Janiczek | J.F. Williams Co., Inc. other | Janiczek Financial Advisors, LLC unclassified | Other | Oct 21, 2003 | Jun 30, 2004 (253 d) |
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3 moves match.