DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••• W••••••• C••• I•••
Latest filing Mar 17, 2026
First filing on the tape Apr 29, 2015 · 23 filings
SEC status approved since May 11, 2015
RAUM
$286M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$282M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$71.6M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$286M as of Mar 17, 2026
Mar 29, 2016$107M then
HNW client RAUM$223M as of Mar 17, 2026
Jan 19, 2018$131M then
State-registered IARs (5.B.3)4 as of Mar 17, 2026
Mar 29, 20163 then
Employees (5.A)4 as of Mar 17, 2026
Mar 29, 20163 then
Private funds: no history
RAUM +14% over the last fiscal year+12% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $71.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $574,114derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$223M78%
- Individuals$59.6M21%
- Charitable organizations$3.0M1.1%
- Corporations and businesses$1.3M0.4%
- Individual clients
- 92reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 499reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• A••••••• E••••••Certified Financial Planner | Denver, Co | May 21, 2008 | 20 y | 1 |
| A••• S•••• V•• W•••Certified Financial Planner | Denver, Co | Mar 21, 2019 | 10 y | 1 |
| J••• J••• G•••••• | Denver, Co | Mar 18, 2021 | 16 y | 4 |
| H•••• C•••••••• P••••••Certified Financial Planner | Denver, Co | Oct 24, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T•••• D•••••• P••••• to V•••••• A•••••••Nov 29, 2011 · Other
- S••••• J•••• K••• to K••• F•••••••• P••••••• • M••••••••• L••Aug 4, 2008 · Other
- G•••••••• A•• J••••••• to J••••••• F•••••••• A•••••••• L••Oct 21, 2003 · Other
Joined, latest
- J••• J••• G•••••• from C••• B•••••••• S•••••••• I•••Mar 18, 2021 · Other
- A••• S•••• V•• W••• from I•• W••••• M••••••••• L••Mar 21, 2019 · RIA to RIA
- T•••• D•••••• P••••• from P••••••• F•••••••• P•••••••• L••Aug 6, 2009 · Other
- M•••••• A••••••• E•••••• from M•••• F•••••••• G••••May 21, 2008 · Other
- G•••••••• A•• J••••••• from J••••••• W••••• M•••••••••Jan 24, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••• M••••••• A••••••• · Chief Compliance Officer / Ceocontrolsince 06/2017 · owns 50% to 75%
- W•••••••• J••••• F•••• · Treasurer And Secretarycontrolsince 06/2017 · owns 25% to 50%
- G••••••• J•••• J••• · Minority Shareholdersince 04/2024 · owns 10% to 25%
- V•• W•••• A•••• S•••• · Minority Shareholdersince 04/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 17, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 489 to 499Jul 17, 2025 to Mar 17, 2026
- HNW clients · 43 to 50Jul 17, 2025 to Mar 17, 2026
- Individual clients · 97 to 92Jul 17, 2025 to Mar 17, 2026
- HNW RAUM · $189M to $223MJul 17, 2025 to Mar 17, 2026
- Individual RAUM · $57.2M to $59.6MJul 17, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $252M to $286MJul 17, 2025 to Mar 17, 2026
- RAUM · $252M to $286MJul 17, 2025 to Mar 17, 2026
- Financial planning clients · 51-100 to 51-100Mar 6, 2025 to Jul 17, 2025
- Accounts · 474 to 489Sep 10, 2024 to Mar 6, 2025
- Individual clients · 92 to 97Sep 10, 2024 to Mar 6, 2025
- Financial planning clients · 1-10 to 51-100Sep 10, 2024 to Mar 6, 2025
- HNW RAUM · $171M to $189MSep 10, 2024 to Mar 6, 2025
- Individual RAUM · $53.3M to $57.2MSep 10, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $229M to $252MSep 10, 2024 to Mar 6, 2025
- RAUM · $229M to $252MSep 10, 2024 to Mar 6, 2025
- Accounts · 487 to 474Nov 1, 2023 to Mar 13, 2024
- Advisory employees · 5 to 4Nov 1, 2023 to Mar 13, 2024
- Charity clients · unset to 1.0Nov 1, 2023 to Mar 13, 2024
- Corporate clients · unset to 1.0Nov 1, 2023 to Mar 13, 2024
- HNW clients · 39 to 43Nov 1, 2023 to Mar 13, 2024
- Individual clients · 97 to 92Nov 1, 2023 to Mar 13, 2024
- Employees · 5 to 4Nov 1, 2023 to Mar 13, 2024
- State-registered IARs · 5 to 4Nov 1, 2023 to Mar 13, 2024
- HNW RAUM · $145M to $171MNov 1, 2023 to Mar 13, 2024
- Individual RAUM · $57.8M to $53.3MNov 1, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $206M to $229MNov 1, 2023 to Mar 13, 2024
- RAUM · $206M to $229MNov 1, 2023 to Mar 13, 2024
- Advisory employees · 4 to 5Jul 14, 2023 to Nov 1, 2023
- Employees · 4 to 5Jul 14, 2023 to Nov 1, 2023
- State-registered IARs · 4 to 5Jul 14, 2023 to Nov 1, 2023
- Accounts · 494 to 487Jun 30, 2022 to Mar 21, 2023
- HNW clients · 41 to 39Jun 30, 2022 to Mar 21, 2023
- Individual clients · 95 to 97Jun 30, 2022 to Mar 21, 2023
- HNW RAUM · $164M to $145MJun 30, 2022 to Mar 21, 2023
- Individual RAUM · $63.1M to $57.8MJun 30, 2022 to Mar 21, 2023
- Non-discretionary RAUM · $230M to $206MJun 30, 2022 to Mar 21, 2023
- RAUM · $230M to $206MJun 30, 2022 to Mar 21, 2023
- Accounts · 451 to 494Apr 20, 2021 to Mar 25, 2022
- HNW clients · 51 to 41Apr 20, 2021 to Mar 25, 2022
- Individual clients · 78 to 95Apr 20, 2021 to Mar 25, 2022
Signals
1 dated events
- J••• W••••••• C••• I••• filed its initial SEC registration (Form ADV)Apr 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@j••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 303-736-4009reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 303-753-4506reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/j-f-williams-co-inc-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- j••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-753-4506reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- j••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- j••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026