DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avisen Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Scott Debono | Avisen Advisors, LLC other | Ameritas Advisory Services other | Other | Apr 10, 2017 | Apr 3, 2017 |
| John Zamboanga | Avisen Advisors, LLC other | Td Ameritrade, Inc. no RAUM | Other | Sep 27, 2012 | Sep 19, 2012 |
| Thomas Wendell Otten | Avisen Advisors, LLC other | First Allied Securities, Inc. other | Other | Nov 18, 2009 | Dec 17, 2009 |
| Peter Michael Gillespie | Avisen Advisors, LLC other | A. G. Edwards & Sons, Inc. unclassified | Other | Dec 12, 2005 | Nov 17, 2005 |
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4 moves match.