DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard Scott Debono

Vanderbilt Advisory ServicesBD affiliatedWoodbury, Ny dual registrantIAPD 2882335

Feed of 09/14/2026

Also filed as Rick Debono

At current firm

2 y

since Jul 15, 2024

In the industry

28 y

since Jun 29, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Vanderbilt Advisory Services BD affiliated current
since Jul 15, 2024 · Folsom, Ca
Stirlingshire Investments independent RIA
Mar 14, 2024 to Jul 3, 2024 · New York, Ny
Next Financial Group, Inc. former
Nov 1, 2019 to Mar 26, 2024 · Sacramento, Ca
Ameritas Advisory Services former
Apr 3, 2017 to Nov 26, 2019 · Roseville, Ca
Avisen Advisors, LLC independent RIA
Jul 14, 2004 to Apr 10, 2017
Avisen Advisors, LLC independent RIA
Jul 14, 2004 to Dec 31, 2004 · Sacramento, Ca
Wells Fargo Advisors wirehouse
Jul 1, 2003 to Jul 1, 2004 · Roseville, Ca
Prudential Equity Group, LLC unclassified
Aug 25, 1998 to Jul 1, 2003 · Roseville, Ca

Moves

a registration end followed by a registration begin elsewhere

Stirlingshire Investments to Vanderbilt Advisory Services
left Jul 3, 2024, registered Jul 15, 2024 (12 days) · RIA to affiliated broker-dealer or bank
Next Financial Group, Inc. to Stirlingshire Investments
left Mar 26, 2024, registered Mar 14, 2024 (-12 days) · Affiliated broker-dealer or bank to independent RIA
Ameritas Advisory Services to Next Financial Group, Inc.
left Nov 26, 2019, registered Nov 1, 2019 (-25 days) · Affiliated broker-dealer or bank to another
Avisen Advisors, LLC to Ameritas Advisory Services
left Apr 10, 2017, registered Apr 3, 2017 (-7 days) · Other
Wells Fargo Advisors to Avisen Advisors, LLC
left Jul 1, 2004, registered Jul 14, 2004 (13 days) · Other
Prudential Equity Group, LLC to Wells Fargo Advisors
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

Richard Scott Debono left Stirlingshire Investments for Vanderbilt Advisory Services (registered 2024-07-15)
Jul 3, 2024 · Advisor changed firm · fact
Richard Scott Debono left Next Financial Group, Inc. for Stirlingshire Investments (registered 2024-03-14)
Mar 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address