DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rubicon Financial Network

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ross Charles BonifieldRubicon Financial Network state registeredCentaurus Financial, Inc. otherOtherMar 9, 2005Mar 28, 2005
Kevin Jay AguasRubicon Financial Network state registeredGeneos Wealth Management, Inc. otherOtherJan 31, 2005Feb 16, 2005
Kurt OelzeRubicon Financial Network state registeredKurt Oelze, LLC state registeredOtherNov 16, 2004Jan 20, 2011 (2256 d)
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3 moves match.