DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from D.R. Saur Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Ray Saur | D.R. Saur Financial, Inc. independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | May 18, 2021 | May 20, 2021 |
| Michael Shawn Welch | D.R. Saur Financial, Inc. independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Apr 22, 2021 | May 4, 2021 |
| Haley Rebekah Rodriques | D.R. Saur Financial, Inc. independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Apr 21, 2021 | May 21, 2021 |
| Kelly Ann Kunst | D.R. Saur Financial, Inc. other | Bfc Planning, Inc. other | Other | Sep 21, 2015 | Sep 21, 2015 |
| Clinton Daniel Mccalla | D.R. Saur Financial, Inc. other | Meira Wealth other | Other | Jan 6, 2014 | Jul 9, 2014 (184 d) |
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5 moves match.