DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fairbanks Financial Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Edward Limond | Fairbanks Financial Wealth Management state registered | Clerestory Advisors, Inc state registered | Other | Dec 3, 2021 | Jan 14, 2022 (42 d) |
| Kenton Wayne Braun | Fairbanks Financial Wealth Management state registered | Personal Prosperity LLC state registered | Other | Feb 25, 2021 | Mar 10, 2021 |
| Rowdy Tex Hakes | Fairbanks Financial Wealth Management state registered | Fisher Investments independent RIA | Other | Jul 7, 2020 | Jun 24, 2020 |
| Sarah Darlene Buenger | Fairbanks Financial Wealth Management state registered | Traditions Wealth Advisors, LLC. state registered | Other | Sep 22, 2018 | Oct 19, 2018 |
| Craig Allen Parks | Fairbanks Financial Wealth Management state registered | Houston Wealth Management state registered | Other | Oct 2, 2013 | Oct 3, 2013 |
Page 1 of 1
5 moves match.