DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pinion Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amber Lee Wallis | Pinion Wealth Management, LLC other | Next Financial Group, Inc. other | Other | Mar 9, 2009 | Mar 26, 2009 |
| Stephanie Bruno | Pinion Wealth Management, LLC other | Cascade Financial Management, Inc. other | Other | Nov 25, 2008 | Dec 2, 2008 |
| Sarah Jean Hampton | Pinion Wealth Management, LLC other | Citigroup Global Markets Inc. other | Other | May 4, 2007 | Jun 6, 2007 (33 d) |
| Craig Kennedy Spawn | Pinion Wealth Management, LLC other | Avantax Advisory Services other | Other | Jun 8, 2005 | Sep 2, 2004 |
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4 moves match.