DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pinion Wealth Management, LLC
Legal name Pinion Investment Advisors, LLC
Latest filing May 19, 2026
First filing on the tape Mar 28, 2012 · 48 filings
SEC status approved since Jul 2, 2004
RAUM
$837M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
62%
$515M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$837M as of May 19, 2026
Jun 25, 2012$98.9M then
HNW client RAUM$427M as of May 19, 2026
Jun 22, 2018$57.8M then
State-registered IARs (5.B.3)8 as of May 19, 2026
Jun 25, 20120 then
Employees (5.A)12 as of May 19, 2026
Jun 25, 20138 then
Private funds: no history
RAUM +156% over the last fiscal year+57% a year over threeIARs 7 to 8offices 4 to 3
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $523,527derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +99%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +56%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$427M51%
- Corporations and businesses$309M37%
- Individuals$88.0M11%
- Pension and profit-sharing plans$6.5M0.8%
- Charitable organizations$6.2M0.7%
- Individual clients
- 350reported
- HNW clients
- 146reported
- Pension plan clients
- 5reported
- Charitable clients
- 7reported
- Accounts
- 1,599reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $66.6M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.62 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=true bd_reps=4.0 bank_owner=falsederived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anthony Shane Bell | Lenexa, Ks | Jun 29, 2004 | 29 y | 0 |
| Dari Michaela Basore | Wichita, Ks | Mar 9, 2005 | 24 y | 1 |
| Blake Prentiss AllenCertified Financial Planner | Wichita, Ks | Sep 7, 2006 | 24 y | 0 |
| Sheryl Anne Meyer | Wichita, Ks | Jan 5, 2015 | 27 y | 3 |
| Matthew Benjamin Myers | Wichita, Ks | Jan 17, 2023 | 13 y | 0 |
| Stephen Spach | Fresno, Ca | Apr 18, 2023 | 13 y | 2 |
| Jordan Robert BrennerCertified Financial Planner | Bozeman, Mt | May 23, 2023 | 12 y | 1 |
| Tanner John Copeland | Wichita, Ks | Dec 12, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Amber Lee Wallis to Next Financial Group, Inc.Mar 9, 2009 · Other
- Stephanie Bruno to Cascade Financial Management, Inc.Nov 25, 2008 · Other
- Sarah Jean Hampton to Citigroup Global Markets Inc.May 4, 2007 · Other
- Craig Kennedy Spawn to Avantax Advisory ServicesJun 8, 2005 · Other
Joined, latest
- Jordan Robert Brenner from Edward JonesMay 23, 2023 · Affiliated broker-dealer or bank to independent RIA
- Stephen Spach from Heritage Wealth Management, LLCApr 18, 2023 · RIA to RIA
- Sheryl Anne Meyer from Vsr Advisory ServicesJan 5, 2015 · Other
- Dari Michaela Basore from Intrust Brokerage Inc.Mar 9, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Prentiss Blake Allen · Presidentcontrolsince 03/2012 · owns less than 5%
- Anne Sheryl Meyer · Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
Entity owners
- Pinion Wealth Management, LLC · Ownerdirect · owns 75% or more
- Hbk Sorce Financial LLC · Ownerindirect · owns 75% or more of Hbks Investments, LLC
- Hbk Sorce Holdings LLC · Ownerindirect · owns 75% or more of Hbk Sorce Financial LLC
- Hbks Investments, LLC · Ownerindirect · owns 25% to 50% of Kcwm Holdings, LLC
- Hbks Investments, LLC · Ownerindirect · owns 25% to 50% of Pinion Wealth Management, LLC
- Kcwm Holdings, LLC · Ownerindirect · owns 75% or more of Pinion Wealth Management, LLC
- Pinion Global , LLC · Ownerindirect · owns 50% to 75% of Kcwm Holdings, LLC
- Hill Barth & King Financial Holdings, LLC · Ownerindirect · owns 50% to 75% of Hbk Sorce Holdings LLC
Related persons
Schedule D 7.A
- Kcoe Capital LLCbroker-dealern
- Paragon Investments, Incbankn
- Pinion Insurance Agencyreal estaten
Advisers that list Pinion Wealth Management, LLC as a related person
- 112139 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wichita, Ks · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bozeman, MT1 employees
- Fresno, CA1 employees
- Lenexa, KS1 employees
- Loveland, CO1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 16, 2025accounts (Item 5.F.2.f) moved from 768.0 to 1,340.0 (+74.0%) between the annual amendments of 2023-06-07 and 2025-04-16; the peer median change was +6.0% (1256 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 96% percentile
- client count surgeChange between filings · filing Apr 16, 2025individual and HNW clients (Item 5.D) moved from 277.0 to 431.0 (+56.0%) between the annual amendments of 2023-06-07 and 2025-04-16; the peer median change was +5.0% (1216 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 96% percentile
- RAUM up 50 %Change between filings · filing Apr 16, 2025RAUM (Item 5.F) moved from $326,647,044 to $649,043,048 (+99.0%) between the annual amendments of 2023-06-07 and 2025-04-16; the peer median change was +16.0% (1386 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,340 to 1,599Oct 9, 2025 to May 19, 2026
- Advisory employees · 7 to 8Oct 9, 2025 to May 19, 2026
- Charity clients · 5 to 7Oct 9, 2025 to May 19, 2026
- Corporate clients · 112 to 107Oct 9, 2025 to May 19, 2026
- HNW clients · 105 to 146Oct 9, 2025 to May 19, 2026
- Individual clients · 326 to 350Oct 9, 2025 to May 19, 2026
- Pension plan clients · 3 to 5Oct 9, 2025 to May 19, 2026
- State-registered IARs · 7 to 8Oct 9, 2025 to May 19, 2026
- Discretionary RAUM · $616M to $774MOct 9, 2025 to May 19, 2026
- HNW RAUM · $297M to $427MOct 9, 2025 to May 19, 2026
- Individual RAUM · $89.9M to $88.0MOct 9, 2025 to May 19, 2026
- Non-discretionary RAUM · $33.1M to $62.8MOct 9, 2025 to May 19, 2026
- Pension RAUM · $1.1M to $6.5MOct 9, 2025 to May 19, 2026
- RAUM · $649M to $837MOct 9, 2025 to May 19, 2026
- Wrap assets (manager) · $51.5M to $66.6MOct 9, 2025 to May 19, 2026
- Financial planning clients · 0 to 0Apr 16, 2025 to Oct 9, 2025
- Accounts · 1,211 to 1,340Nov 22, 2024 to Apr 16, 2025
- BD registered reps · 3 to 4Nov 22, 2024 to Apr 16, 2025
- Charity clients · 6 to 5Nov 22, 2024 to Apr 16, 2025
- Corporate clients · 102 to 112Nov 22, 2024 to Apr 16, 2025
- HNW clients · 86 to 105Nov 22, 2024 to Apr 16, 2025
- Individual clients · 312 to 326Nov 22, 2024 to Apr 16, 2025
- Pension plan clients · 4 to 3Nov 22, 2024 to Apr 16, 2025
- Employees · 8 to 12Nov 22, 2024 to Apr 16, 2025
- Other offices · 4 to 3Nov 22, 2024 to Apr 16, 2025
- Discretionary RAUM · $482M to $616MNov 22, 2024 to Apr 16, 2025
- HNW RAUM · $222M to $297MNov 22, 2024 to Apr 16, 2025
- Individual RAUM · $75.3M to $89.9MNov 22, 2024 to Apr 16, 2025
- Non-discretionary RAUM · $11.6M to $33.1MNov 22, 2024 to Apr 16, 2025
- Pension RAUM · $2.4M to $1.1MNov 22, 2024 to Apr 16, 2025
- RAUM · $494M to $649MNov 22, 2024 to Apr 16, 2025
- Wrap assets (manager) · $49.2M to $51.5MNov 22, 2024 to Apr 16, 2025
- Accounts · 768 to 1,211Feb 2, 2024 to May 8, 2024
- Corporate clients · 60 to 102Feb 2, 2024 to May 8, 2024
- HNW clients · 59 to 86Feb 2, 2024 to May 8, 2024
- Individual clients · 218 to 312Feb 2, 2024 to May 8, 2024
- Pension plan clients · 3 to 4Feb 2, 2024 to May 8, 2024
- Other offices · 5 to 4Feb 2, 2024 to May 8, 2024
- Discretionary RAUM · $327M to $482MFeb 2, 2024 to May 8, 2024
- HNW RAUM · $159M to $222MFeb 2, 2024 to May 8, 2024
Signals
4 dated events
- Pinion Wealth Management, Llc reported RAUM $837.1M, up 29% from $649.0M (2025-10-09 to 2026-05-19)May 19, 2026 · RAUM change · derived
- Pinion Wealth Management, Llc reported RAUM $649.0M, up 31% from $493.9M (2024-11-22 to 2025-04-16)Apr 16, 2025 · RAUM change · derived
- Pinion Wealth Management, Llc reported RAUM $493.9M, up 51% from $326.6M (2024-02-02 to 2024-05-08)May 8, 2024 · RAUM change · derived
- Anne Sheryl Meyer (Chief Compliance Officer) appeared on Schedule A of Pinion Wealth Management, LlcApr 28, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@pinionwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-310-9537reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 316-682-8345reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 316-682-8344reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/PINIONWEALTHreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PINIONWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 316-682-8344reportedpublic record, Form ADV, May 19, 2026
- Contact form
- PINIONWEALTH.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- PINIONWEALTH.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026