DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Dimensions Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian T Bovee | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2024 | May 2, 2025 (182 d) |
| Dexter Phillips | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2024 | May 1, 2025 (181 d) |
| Jack W Wingerd | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2024 | May 1, 2025 (181 d) |
| Mitchell Paul Pierson | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2024 | May 7, 2025 (187 d) |
| Michael Alan Matheson | Financial Dimensions Group, Inc. independent RIA | Osaic Wealth, Inc. other | Other | Feb 5, 2024 | Jul 27, 2016 |
| Jeffrey Lee Schuler | Financial Dimensions Group, Inc. independent RIA | Osaic Wealth, Inc. other | Other | Feb 5, 2024 | Aug 1, 2017 |
| Dan Andrew Pias | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Jan 30, 2024 |
| Paul Raymond Lyon | Financial Dimensions Group, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Jan 3, 2024 |
| Amy Rose Holewa | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Jan 30, 2024 |
| Staci Marie Murphy | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Jan 30, 2024 |
| Marie Lynette Henrichs | Financial Dimensions Group, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Mar 24, 2022 |
| Scott Alan Robichaud | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Jan 30, 2024 |
| Susan Marie Anderson | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Jan 30, 2024 |
| Peyton Andrew Schuler | Financial Dimensions Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Jan 30, 2024 |
| Blake Winters | Financial Dimensions Group, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2022 | Jul 9, 2021 |
| Dana Joseph Menard | Financial Dimensions Group, Inc. other | Osaic Wealth, Inc. other | Other | Mar 10, 2017 | Jan 13, 2014 |
Page 1 of 1
16 moves match.