DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aspen Financial Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marilyn Miller Miller | Aspen Financial Management, Inc. other | Onpointe Advisory And Financial Services, LLC other | Other | May 12, 2015 | May 20, 2015 |
| Matthew James Dicken | Aspen Financial Management, Inc. other | Strategic Wealth Investment Group, LLC independent RIA | Other | Jan 2, 2013 | Jan 24, 2024 (4039 d) |
| Charles Jude Dzama | Aspen Financial Management, Inc. other | Cdfinancial state registered | Other | Jun 25, 2012 | Oct 25, 2012 (122 d) |
| Jeffrey Evans Jackson | Aspen Financial Management, Inc. other | Virtus Investment Advisers, LLC other | Other | Apr 23, 2010 | Oct 11, 2011 (536 d) |
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4 moves match.