DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Barker Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Theodore BarkerBarker Financial Group, Inc. independent RIAApella Wealth independent RIARIA to RIAMar 27, 2025Jan 10, 2025
Mary Ellen DerocheBarker Financial Group, Inc. independent RIAApella Wealth independent RIARIA to RIAMar 27, 2025Jan 17, 2025
Douglas Steven HuddlestonBarker Financial Group, Inc. independent RIAApella Wealth independent RIARIA to RIAMar 27, 2025Jan 16, 2025
Christopher George SadkowskiBarker Financial Group, Inc. otherChristopher Investment Advisors state registeredOtherJun 17, 2011Nov 13, 2012 (515 d)
Hideyoshi Decarvalho WatanabeBarker Financial Group, Inc. otherChoate Investment Advisors independent RIAOtherOct 8, 2010Sep 26, 2024 (5102 d)
Page 1 of 1
5 moves match.