DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Newground Social Investment
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louise Alexander | Newground Social Investment independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | May 27, 2025 | Oct 3, 2025 (129 d) |
| Kyle Vann Mylius | Newground Social Investment independent RIA | Humanize Wealth state registered | RIA to a state-registered adviser | Jan 9, 2023 | Jul 14, 2023 (186 d) |
| Betsy Joann Cole | Newground Social Investment other | Highland Private Wealth Management independent RIA | Other | Jun 21, 2019 | Jun 19, 2019 |
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3 moves match.