DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kcpag Financial Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gayle Marlene Martin | Kcpag Financial Advisors LLC other | LPL Financial LLC other | Other | Jan 8, 2015 | May 20, 2014 |
| Alan Russell Crosby | Kcpag Financial Advisors LLC other | Osaic Fa, Inc. other | Other | Jun 13, 2012 | Sep 19, 2012 (98 d) |
| Curtis Owen Root | Kcpag Financial Advisors LLC other | Curtis Root Investment Services state registered | Other | Dec 31, 2005 | Jan 2, 2020 (5115 d) |
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3 moves match.