DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
K•••• F•••••••• A••••••• L••
Latest filing Aug 8, 2012
First filing on the tape Feb 21, 2012 · 14 filings
RAUM
$50.1M
reported, Item 5.F
Discretionary
24%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$3.9M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$50.1M as of Aug 8, 2012
Feb 21, 2012$61.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 8, 2012
Feb 21, 20120 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 8, 2012; every figure names its basis
- RAUM per advisor
- $3.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $229,936derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 24%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- 0.6derived24 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, commissions, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 218reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• A••••• M••••Certified Financial Planner | Robinson, Il | Jun 1, 1999 | 38 y | 0 |
| J••• D•••• P•••••Chartered Financial Analyst | Evansville, In | Nov 21, 2001 | 36 y | 0 |
| S••••• D••••• H•••• | Evansville, In | Nov 21, 2001 | 26 y | 0 |
| B•••• A•••••• B••••••• | Vincennes, In | Jul 9, 2008 | 39 y | 0 |
| J••••• M•••• J•••••• | Marion, Il | Aug 15, 2008 | 28 y | 0 |
| C••••••••• J••• F•••••Certified Financial Planner | Modesto, Ca | Jan 4, 2010 | 32 y | 1 |
| R• J••••• S••••Certified Financial Planner, Chartered Financial Analyst | Greenfield, In | Oct 8, 2010 | 20 y | 0 |
| S••••• R•• L••••••••• | Marion, Il | Jan 13, 2015 | 23 y | 0 |
| B••••••• T••• R••••••Certified Financial Planner | Evansville, In | May 18, 2016 | 19 y | 0 |
| W•••••• K••• T••••• | Robinson, Il | May 12, 2017 | 10 y | 0 |
| K•••• L••• C•••••• | Robinson, Il | Nov 20, 2019 | 10 y | 0 |
| B••••••• C•••• B•••• | Robinson, Il | Apr 3, 2024 | 11 y | 0 |
| T•••• B•••••• | Robinson, Il | Jul 17, 2025 | 12 y | 0 |
| K•••••• E••••• V••••• | Robinson, Il | Sep 15, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G•••• M•••••• M••••• to L•• F•••••••• L••Jan 8, 2015 · Other
- A••• R•••••• C••••• to O•••• F•• I•••Jun 13, 2012 · Other
- C••••• O••• R••• to C••••• R••• I••••••••• S•••••••Dec 31, 2005 · Other
Joined, latest
- C••••••••• J••• F••••• from M••••• S•••••• D• I•••Jan 4, 2010 · Other
- G•••• M•••••• M••••• from S••••••• F•••••••• S•••••••• I•••Jul 2, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• S•••••• D••••• · Board Membercontrolsince 04/2012 · owns less than 5%
- M•••••• G••••••• P••• · Board Membercontrolsince 04/2012 · owns less than 5%
- M••••• T•••••• A••••• · Chief Executive Officer, Chief Compliance Officer/ Board Membercontrolsince 08/1998 · owns less than 5%
- P•••••• J•••• D•••• · Board Membercontrolsince 05/2006 · owns less than 5%
- M•••••• G••••••• P••• · 2% Ownercontrolsince 05/2007 · owns F of K••••• Capital Management
- M••••• T•••••• A••••• · 7% Ownercontrolsince 05/2006 · owns F of K••••• C•••••• M••••••••• L••
- P•••••• J•••• D•••• · 19% Ownercontrolsince 05/2006 · owns F of K••••• C•••••• M••••••••• L••
Entity owners
- K••••• C•••••• M••••••••• L•• · 100% Ownerdirect · owns 75% or more
- K••••• C•• G•••• L•• · 72% Ownerindirect · owns 75% or more of K••••• C•••••• M••••••••• L••
Related persons
Schedule D 7.A
- K•••• B•••••••• S••••••• L••broker-dealercustodiann
- K•••• I•••••••• S••••••• L••real estaten
- K••••• C•• G•••• L••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Robinson, Il · principal | 6 | 1 | 0 | ||
| Evansville, In | 4 | 0 | 0 | ||
| Marion, Il | 2 | 0 | 0 | ||
| Vincennes, In | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Champaign, IL
- Clinton, IN
- Connersville, IN
- Effingham, IL
- Evansville, IN
- Greenfield, IN
- Harrisburg, IL
- Henderson, KY
- Indianapolis, IN
- Marion, IL
- Mattoon, IL
- Merced, CA
- Modesto, CA
- Mt. Carmel, IL
- Mt. Vernon, IL
- Olney, IL
- Paducah, KY
- Robinson, IL
- Stockton, CA
- Terre Haute, IN
- Tracy, CA
- Vincennes, IN
- Washington, IN
What changed
consecutive filings, newest first
- Accounts · 253 to 218May 22, 2012 to Jun 21, 2012
- Discretionary RAUM · $16.8M to $12.2MMay 22, 2012 to Jun 21, 2012
- Non-discretionary RAUM · $45.0M to $37.9MMay 22, 2012 to Jun 21, 2012
- RAUM · $61.8M to $50.1MMay 22, 2012 to Jun 21, 2012
Signals
1 dated events
- K•••••• E••••• V••••• registered as an investment adviser representative at K•••• F•••••••• A••••••• L••Sep 15, 2026 · Advisor registered · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- K•••••CAPITALMANAGEMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026