DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clark Leroy PermannFinancial Management, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 2, 2020Aug 13, 2020
Robert Adam VickersFinancial Management, Inc. independent RIACapital Advisors Wealth Management no RAUMRIA to a newly registered adviserDec 2, 2020Jun 15, 2020
Valen Ann PermannFinancial Management, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 2, 2020Jul 16, 2020
Brian O WyattFinancial Management, Inc. independent RIAWyatt Wealth Management state registeredRIA to a state-registered adviserNov 20, 2020Aug 26, 2020
Richard Peter CullenFinancial Management, Inc. independent RIALodestone Wealth Management LLC independent RIARIA to RIANov 20, 2020Jun 16, 2020
Kenneth Edward ReevesFinancial Management, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2020Jun 17, 2020
Jared Mark JonesFinancial Management, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2020Feb 20, 2020
Drew SchaeferFinancial Management, Inc. independent RIAFinancial Advocates Investment Management otherOtherSep 28, 2020Apr 15, 2016
Travis Justin StolcisFinancial Management, Inc. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAJul 9, 2020May 15, 2020
Ryan HeacockFinancial Management, Inc. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAJun 26, 2020Dec 20, 2019
Marshall Kevin WilliamsFinancial Management, Inc. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAJun 26, 2020Dec 20, 2019
Michelle Robin JonesFinancial Management, Inc. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAOct 2, 2018Dec 10, 2018 (69 d)
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12 moves match.