DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Heffernan Investment Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew William Ryan | Heffernan Investment Advisors, Inc. other | Global Retirement Partners LLC other | Other | Jan 13, 2017 | Aug 5, 2016 |
| Steven Ted Epstein | Heffernan Investment Advisors, Inc. other | Independence Square Holdings, LLC independent RIA | Other | Jan 13, 2017 | Dec 4, 2025 (3247 d) |
| Rebecca Marie Tapia | Heffernan Investment Advisors, Inc. other | Global Retirement Partners LLC other | Other | Jan 13, 2017 | Jan 12, 2015 |
| Marcella Molinare Saliba | Heffernan Investment Advisors, Inc. other | Global Retirement Partners LLC other | Other | Jan 14, 2015 | Jan 12, 2015 |
| Sanford Philip Lowengart | Heffernan Investment Advisors, Inc. other | Atlin Capital Advisers, LLC unclassified | Other | Mar 6, 2013 | Jan 12, 2010 |
| Joshua Christian Schefers | Heffernan Investment Advisors, Inc. other | LPL Financial LLC other | Other | Oct 11, 2011 | Mar 23, 2011 |
| Joshua Adam Suess | Heffernan Investment Advisors, Inc. other | Financial Telesis, Inc. other | Other | Apr 14, 2008 | Apr 13, 2006 |
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7 moves match.