DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Guardian Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Morris Glasgow | Guardian Wealth Management, LLC independent RIA | Providence Squared LLC state registered | RIA to a state-registered adviser | Mar 21, 2023 | Aug 11, 2023 (143 d) |
| Suzanne Johnson Burrell | Guardian Wealth Management, LLC other | Bellwether Investment Group, LLC other | Other | Aug 24, 2015 | Sep 17, 2015 |
| Cory Shane Colquette | Guardian Wealth Management, LLC other | Veritas Financial, LLC unclassified | Other | Feb 25, 2009 | May 4, 2009 (68 d) |
| David Arthur Hodges | Guardian Wealth Management, LLC other | Integra Wealth independent RIA | Other | Jan 23, 2009 | Apr 28, 2009 (95 d) |
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4 moves match.