DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rj Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Brian Wachsler | Rj Capital, LLC other | Scottrade Investment Management other | Other | Jan 24, 2018 | Jan 27, 2017 |
| Nicolas Johann Knapik | Rj Capital, LLC other | Mercer Global Advisors Inc. other | Other | Nov 14, 2014 | Oct 21, 2014 |
| Michael Brian Wachsler | Rj Capital, LLC other | Mercer Global Advisors Inc. other | Other | Dec 12, 2013 | Dec 2, 2013 |
Page 1 of 1
3 moves match.