DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aspen Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katherine Grace Dow | Aspen Capital Management, LLC independent RIA | Decisionpoint Financial, LLC mixed wealth | RIA to RIA | Nov 17, 2025 | Apr 13, 2026 (147 d) |
| Jake James Taylor | Aspen Capital Management, LLC independent RIA | Astra Wealth Management LLC state registered | RIA to a state-registered adviser | Apr 10, 2025 | Apr 15, 2025 |
| James Randy Smith | Aspen Capital Management, LLC independent RIA | Vitality Wealth state registered | RIA to a state-registered adviser | Mar 7, 2025 | Feb 26, 2025 |
| Johanna Sanchez Adleson | Aspen Capital Management, LLC independent RIA | Libra Wealth LLC independent RIA | RIA to RIA | May 12, 2021 | Jun 9, 2021 |
| Matthew Vernard Cooley | Aspen Capital Management, LLC independent RIA | Inspire Wealth Partners state registered | RIA to a state-registered adviser | Jul 21, 2019 | Sep 19, 2019 (60 d) |
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5 moves match.