DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Decisionpoint Financial, LLC

Wealth manager with institutional or fund businessMesa, ArizonaCRD 296988SEC 801-113384website IAPD

Latest filing Sep 1, 2026

First filing on the tape May 4, 2018 · 25 filings

SEC status approved since Jun 1, 2018

RAUM

$1.2B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

49%

$594M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$94.2M

derived; firm RAUM over IAPD count

Employees

14 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

25 filings and snapshots on the tape

RAUM$1.2B as of Aug 31, 2026

Mar 27, 2019$231M then

HNW client RAUM$468M as of Aug 31, 2026

Mar 27, 2019$80.0M then

State-registered IARs (5.B.3)12 as of Aug 31, 2026

Mar 27, 20195 then

Employees (5.A)18 as of Aug 31, 2026

Mar 27, 20195 then

Private funds: no history

RAUM +44% over the last fiscal year+29% a year over threeIARs 12 to 12offices 1 to 2

Practice profile

derived from the filing of Sep 1, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $94.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 46derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.2MderivedHNW RAUM over HNW clients
Average account: $660,689derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 50%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 4.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +44%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +31%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody: $22.8M, 7 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

State and municipal entities$482M39%
High-net-worth individuals$468M38%
Pension and profit-sharing plans$128M10%
Individuals$127M10%
Pooled investment vehicles$19.7M1.6%
Charitable organizations$788,2470.1%

Individual clients: 456reported
HNW clients: 146reported
Pension plan clients: 47reported
Charitable clients: n/areported
Accounts: 1,853reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $22.8M for 7 clientsreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=0.49 fund_share=0.02 institutional_share=0.5 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

13 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Curtis John HarrisonCertified Financial Planner	Mesa, Az	Jun 12, 2018	11 y	1
Matthew Judson DaleyCertified Financial Planner	Mesa, Az	Jun 12, 2018	16 y	2
Scott Jamison JohnsonCertified Financial Planner	Mesa, Az	Jun 15, 2018	26 y	4
Brett Ernest Adams	Mesa, Az	Jun 16, 2020	10 y	0
Chadd Simeon PeacheyCertified Financial Planner	Mesa, Az	Oct 11, 2021	12 y	1
Devin Ray Miller	Mesa, Az	Mar 10, 2022	11 y	0
Kortney Michele Bamrick	Mesa, Az	Nov 3, 2023	10 y	2
Matthew Clawson	Gig Harbor, Wa	Sep 6, 2024	13 y	0
Jessica Mckell Lyons BriggsCertified Financial Planner	Mesa, Az	Jan 9, 2025	10 y	0
Jessica Amy Wilhite	Mesa, Az	Jan 13, 2025	10 y	0
Ryne Douglas MacphersonCertified Financial Planner	Mesa, Az	Mar 11, 2025	13 y	1
Jacob Elijah Laws	Mesa, Az	Jun 26, 2025	10 y	0
Katherine Grace Dow	Bozeman, Mt	Apr 13, 2026	10 y	1

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

Eric Foster Mcginnis to Forum Financial Management, LP
Jul 2, 2021 · RIA to RIA

Joined, latest

Katherine Grace Dow from Aspen Capital Management, LLC
Apr 13, 2026 · RIA to RIA
Ryne Douglas Macpherson from Vanguard Advisers, Inc.
Mar 11, 2025 · Affiliated broker-dealer or bank to independent RIA
Kortney Michele Bamrick from Charles Schwab & Co., Inc.
Nov 3, 2023 · Affiliated broker-dealer or bank to independent RIA
Chadd Simeon Peachey from Vanguard Advisers, Inc.
Oct 11, 2021 · Affiliated broker-dealer or bank to independent RIA
Eric Foster Mcginnis from Pacific Asset Management, LLC
Dec 5, 2018 · RIA to RIA
Scott Jamison Johnson from Arista Wealth Management, LLC
Jun 15, 2018 · RIA to a newly registered adviser
Curtis John Harrison from Arista Wealth Management, LLC
Jun 12, 2018 · RIA to a newly registered adviser
Matthew Judson Daley from Arista Wealth Management, LLC
Jun 12, 2018 · RIA to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Arista Wealth Management, LLC
Sep 12, 2018 · Las Vegas, Nv

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Grace Katherine Dow · Membercontrol
since 01/2026 · owns 10% to 25%
Jamison Scott Johnson · Chief Compliance Officercontrol
since 04/2018 · owns less than 5%
John Curtis Harrison · Trusteecontrol
since 12/2019 · owns F of The Ck Harrison Family Trust, Dated December 16, 2020
Ann Kailey Harrison · Trusteecontrol
since 12/2019 · owns F of The Ck Harrison Family Trust, Dated December 16, 2020
Sarah Johnson · Trusteecontrol
since 06/2004 · owns F of The Scott And Sarah Johnson Family Trust, Dated June 15, 2004
Jamison Scott Johnson · Trusteecontrol
since 06/2004 · owns F of The Scott And Sarah Johnson Family Trust, Dated June 15, 2004
Judson Matthew Daley · Partner & Senior Financial Planner
since 01/2023 · owns 5% to 10%
John Curtis Harrison · Vice President Financial Planner
since 06/2018 · owns less than 5%

Entity owners

The Scott And Sarah Johnson Family Trust, Dated June 15, 2004 · Managing Member
direct · owns 50% to 75%
The Ck Harrison Family Trust, Dated December 16, 2020 · Member
direct · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Mesa, Az · principal	13	1	0
Gig Harbor, Wa	4	0	0

Offices

Schedule D 1.F, the 25 largest

Gig Harbor, WA3 employees

ADV anomalies

4 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 1, 2026
DOW, KATHERINE, GRACE (MEMBER) appeared on Schedule A between the filings of 2023-03-15 and 2026-09-01
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Sep 1, 2026
JOHNSON, SARAH (TRUSTEE) left Schedule A between the filings of 2023-03-15 and 2026-09-01
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Sep 1, 2026
HARRISON, KAILEY, ANN (TRUSTEE) left Schedule A between the filings of 2023-03-15 and 2026-09-01
peers: independent wealth managers, $1B to $5B (1,360)
RAUM up 25 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $848,664,616 to $1,224,256,610 (+44.0%) between the annual amendments of 2025-03-29 and 2026-03-31; the peer median change was +17.0% (1297 comparable advisers, 91.0th percentile of changes)
peers: independent wealth managers, $1B to $5B (1,297) · 91% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 251-500 to 251-500
Aug 31, 2026 to Sep 1, 2026
Related adviser · false to unset
Aug 31, 2026 to Sep 1, 2026
Related bank · false to unset
Aug 31, 2026 to Sep 1, 2026
Related broker-dealer · false to unset
Aug 31, 2026 to Sep 1, 2026
Related insurance company · false to unset
Aug 31, 2026 to Sep 1, 2026
Succession · false to unset
Aug 31, 2026 to Sep 1, 2026
Accounts · 1,377 to 1,853
Mar 29, 2025 to Mar 31, 2026
Advisory employees · 12 to 14
Mar 29, 2025 to Mar 31, 2026
Corporate clients · 40.0 to unset
Mar 29, 2025 to Mar 31, 2026
HNW clients · 133 to 146
Mar 29, 2025 to Mar 31, 2026
Individual clients · 325 to 456
Mar 29, 2025 to Mar 31, 2026
Pension plan clients · 6 to 47
Mar 29, 2025 to Mar 31, 2026
Pooled vehicle clients · unset to 15.0
Mar 29, 2025 to Mar 31, 2026
Assets in custody · $8.1M to $22.8M
Mar 29, 2025 to Mar 31, 2026
Employees · 15 to 18
Mar 29, 2025 to Mar 31, 2026
Other offices · 1 to 2
Mar 29, 2025 to Mar 31, 2026
Discretionary RAUM · $849M to $1.2B
Mar 29, 2025 to Mar 31, 2026
HNW RAUM · $343M to $468M
Mar 29, 2025 to Mar 31, 2026
Individual RAUM · $89.3M to $127M
Mar 29, 2025 to Mar 31, 2026
Pension RAUM · $10.8M to $128M
Mar 29, 2025 to Mar 31, 2026
Pooled vehicle RAUM · unset to 19688115.0
Mar 29, 2025 to Mar 31, 2026
RAUM · $849M to $1.2B
Mar 29, 2025 to Mar 31, 2026
Accounts · 920 to 1,377
Oct 30, 2024 to Mar 29, 2025
Advisory employees · 6 to 12
Oct 30, 2024 to Mar 29, 2025
Corporate clients · 39 to 40
Oct 30, 2024 to Mar 29, 2025
HNW clients · 93 to 133
Oct 30, 2024 to Mar 29, 2025
Individual clients · 277 to 325
Oct 30, 2024 to Mar 29, 2025
Pension plan clients · 12 to 6
Oct 30, 2024 to Mar 29, 2025
Assets in custody · unset to 8145823.0
Oct 30, 2024 to Mar 29, 2025
Custody of client assets · false to true
Oct 30, 2024 to Mar 29, 2025
Employees · 9 to 15
Oct 30, 2024 to Mar 29, 2025
Financial planning clients · 251-500 to 251-500
Oct 30, 2024 to Mar 29, 2025
State-registered IARs · 7 to 12
Oct 30, 2024 to Mar 29, 2025
Discretionary RAUM · $689M to $849M
Oct 30, 2024 to Mar 29, 2025
HNW RAUM · $293M to $343M
Oct 30, 2024 to Mar 29, 2025
Individual RAUM · $79.3M to $89.3M
Oct 30, 2024 to Mar 29, 2025
Pension RAUM · $13.3M to $10.8M
Oct 30, 2024 to Mar 29, 2025
RAUM · $689M to $849M
Oct 30, 2024 to Mar 29, 2025
Accounts · 914 to 920
Oct 3, 2023 to Mar 14, 2024
Corporate clients · 34 to 39
Oct 3, 2023 to Mar 14, 2024

Signals

4 dated events

Decisionpoint Financial, Llc reported RAUM $1.2B, up 44% from $848.7M (2025-03-29 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Ann Harrison Kailey (Trustee) appeared on Schedule A of Decisionpoint Financial, Llc
Mar 28, 2020 · Control person joined · fact
John Curtis Harrison (Trustee) appeared on Schedule A of Decisionpoint Financial, Llc
Mar 28, 2020 · Control person joined · fact
Decisionpoint Financial, Llc filed its initial SEC registration (Form ADV)
May 4, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 253-883-4143reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 406-344-6249reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 480-553-6249reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/decisionpoint-financial-llc/aboutreportedpublic record, Form ADV, Sep 17, 2026
Website: dp457b.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 480-553-6249reportedpublic record, Form ADV, Sep 1, 2026
Contact form: dp457b.com/contactreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $94.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026